Zai Lab Ltd - ZLAB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP | History | New | 6,959,032 | 122,757 | 1.23% | — | 1 | +6,959,032 | New | Q4 2025 | Feb 17, 2026 |
| Frazier Life Sciences Management, L.P. | History | Added to | 1,902,320 | 33,556 | 0.9% | 1.65% | 2 | +275,000 | 16.9% | Q4 2025 | Feb 13, 2026 |
| Clearbridge Investments, LLC | History | Reduced | 1,808,035 | 31,893 | 0.03% | 0.09% | 3 | -1,711,302 | -48.63% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Added to | 1,782,252 | 31,438 | 0.01% | 0.0% | 4 | +1,475,698 | 481.38% | Q4 2025 | Jan 29, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 1,749,546 | 30,861 | 0.0% | 0.01% | 5 | +706,803 | 67.78% | Q4 2025 | Feb 17, 2026 |
| FMR LLC | History | Reduced | 1,440,406 | 25,408 | 0.0% | 0.01% | 6 | -3,261,305 | -69.36% | Q4 2025 | Feb 17, 2026 |
| BAMCO INC /NY/ | History | Added to | 1,418,005 | 25,013 | 0.07% | 0.12% | 7 | +46,762 | 3.41% | Q4 2025 | Feb 17, 2026 |
| ADAR1 Capital Management, LLC | History | Added to | 1,246,520 | 21,988 | 1.61% | 2.77% | 8 | +377,740 | 43.48% | Q4 2025 | Feb 18, 2026 |
| Rock Springs Capital Management LP | History | Added to | 811,546 | 14,315 | 0.73% | 1.57% | 9 | +20,353 | 2.57% | Q4 2025 | Feb 17, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 752,858 | 13,280 | 0.0% | 0.01% | 10 | -965,597 | -56.19% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Added to | 635,213 | 11,205 | 0.0% | 0.0% | 11 | +161,650 | 34.13% | Q4 2025 | Feb 12, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Reduced | 602,954 | 10,637 | 0.0% | 0.0% | 12 | -345,717 | -36.44% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 577,562 | 10,188 | 0.0% | 0.0% | 13 | +459,362 | 388.63% | Q4 2025 | Feb 12, 2026 |
| C WorldWide Group Holding A/S | History | No change | 510,000 | 8,996 | 0.16% | 0.27% | 14 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| B Group, Inc. | History | No change | 400,000 | 7,056 | 5.21% | 9.97% | 15 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 388,769 | 6,857 | 0.0% | 0.0% | 16 | +246,395 | 173.06% | Q4 2025 | Feb 17, 2026 |
| Legal & General Group Plc | History | Added to | 387,800 | 6,842 | 0.0% | 0.0% | 17 | +5,341 | 1.4% | Q4 2025 | Feb 09, 2026 |
| Walleye Capital LLC | History | New | 373,399 | 6,586 | 0.02% | — | 18 | +373,399 | New | Q4 2025 | Feb 13, 2026 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | New | 299,844 | 5,286 | 0.0% | — | 19 | +299,844 | New | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 293,703 | 5,180 | 0.0% | 0.0% | 20 | +284,296 | 3022.17% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Added to | 289,705 | 5,110 | 0.0% | 0.0% | 21 | +169,825 | 141.66% | Q4 2025 | Feb 13, 2026 |
| NAN FUNG TRINITY (HK) Ltd | History | No change | 269,975 | 4,762 | 0.38% | 0.91% | 22 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 238,609 | 4,209 | 0.0% | 0.0% | 23 | +204,319 | 595.86% | Q4 2025 | Feb 17, 2026 |
| MARSHALL WACE, LLP | History | Added to | 231,802 | 4,088 | 0.0% | 0.0% | 24 | +170,400 | 277.52% | Q4 2025 | Feb 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 204,982 | 3,615 | 0.12% | 0.2% | 25 | +44,945 | 28.08% | Q4 2025 | Jan 14, 2026 |
| XY Capital Ltd | History | New | 202,304 | 3,568 | 2.25% | — | 26 | +202,304 | New | Q4 2025 | Feb 12, 2026 |
| SUPERSTRING CAPITAL MANAGEMENT LP | History | Reduced | 196,853 | 3,472 | 1.86% | 6.7% | 27 | -3,775 | -1.88% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 181,133 | 3,195 | 0.0% | — | 28 | +181,133 | New | Q4 2025 | Feb 17, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 173,946 | 3,068 | 0.0% | 0.0% | 29 | +127,261 | 272.6% | Q4 2025 | Feb 12, 2026 |
| Campbell & CO Investment Adviser LLC | History | New | 170,117 | 3,000 | 0.14% | — | 30 | +170,117 | New | Q4 2025 | Feb 12, 2026 |
| NEXTBio Capital Management LP | History | New | 163,362 | 2,881 | 1.69% | — | 31 | +163,362 | New | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 151,318 | 2,669 | 0.0% | 0.0% | 32 | -100,712 | -39.96% | Q4 2025 | Feb 10, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 149,434 | 2,636 | 0.0% | 0.0% | 33 | +67,253 | 81.84% | Q4 2025 | Mar 25, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 148,195 | 2,614 | 0.0% | 0.0% | 34 | -805 | -0.54% | Q4 2025 | Feb 17, 2026 |
| STATE STREET CORP | History | Added to | 136,428 | 2,406 | 0.0% | 0.0% | 35 | +90 | 0.07% | Q4 2025 | Feb 13, 2026 |
| Privium Fund Management B.V. | History | No change | 132,189 | 2,331 | 0.43% | 0.81% | 36 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Qube Research & Technologies Ltd | History | New | 107,651 | 1,898 | 0.0% | — | 37 | +107,651 | New | Q4 2025 | Feb 17, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 103,118 | 1,819 | 0.01% | 0.01% | 38 | -1,981 | -1.88% | Q4 2025 | Jan 26, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 101,782 | 1,795 | 0.0% | 0.0% | 39 | -2,503 | -2.4% | Q4 2025 | Feb 02, 2026 |
| DCF Advisers, LLC | History | Added to | 99,000 | 1,746 | 0.47% | 1.0% | 40 | +7,000 | 7.61% | Q4 2025 | Feb 11, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 96,442 | 1,701 | 0.0% | 0.0% | 41 | -49,561 | -33.95% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 93,140 | 1,642 | 0.0% | 0.0% | 42 | -81,992 | -46.82% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 92,837 | 1,637 | 0.0% | 0.0% | 43 | -91,929 | -49.75% | Q4 2025 | Feb 18, 2026 |
| ALPS ADVISORS INC | History | Added to | 92,107 | 1,624 | 0.01% | 0.01% | 44 | +39,491 | 75.06% | Q4 2025 | Feb 12, 2026 |
| Hudson Bay Capital Management LP | History | New | 90,000 | 1,587 | 0.01% | — | 45 | +90,000 | New | Q4 2025 | Feb 13, 2026 |
| TD ASSET MANAGEMENT INC | History | Reduced | 86,640 | 1,528 | 0.0% | 0.0% | 46 | -34,888 | -28.71% | Q4 2025 | Feb 10, 2026 |
| HRT FINANCIAL LP | History | Added to | 83,793 | 1,478 | 0.0% | 0.0% | 47 | +57,025 | 213.03% | Q4 2025 | Feb 12, 2026 |
| NEOS Investment Management LLC | History | Added to | 75,165 | 1,325 | 0.01% | 0.02% | 48 | +13,098 | 21.1% | Q4 2025 | Feb 17, 2026 |
| BNP Paribas Asset Management Holding S.A. | History | New | 65,814 | 1,161 | 0.0% | — | 49 | +65,814 | New | Q4 2025 | Feb 13, 2026 |
| Long Corridor Asset Management Ltd | History | No change | 65,800 | 1,160 | 0.08% | 0.91% | 50 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 46,935 | 827 | 0.0% | — | 51 | +46,935 | New | Q4 2025 | Feb 13, 2026 |
| Schonfeld Strategic Advisors LLC | History | New | 40,005 | 705 | 0.0% | — | 52 | +40,005 | New | Q4 2025 | Feb 17, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 38,457 | 678 | 0.18% | 0.1% | 53 | +28,129 | 272.36% | Q4 2025 | Feb 17, 2026 |
| WealthPlan Investment Management, LLC | History | No change | 36,761 | 648 | 0.04% | 0.08% | 54 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| DekaBank Deutsche Girozentrale | History | No change | 36,648 | 647 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 34,421 | 607 | 0.0% | 0.0% | 56 | -11,063 | -24.32% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 31,114 | 548 | 0.0% | 0.0% | 57 | -53,996 | -63.44% | Q4 2025 | Feb 11, 2026 |
| DRW Securities, LLC | History | New | 30,862 | 544 | 0.01% | — | 58 | +30,862 | New | Q4 2025 | Feb 12, 2026 |
| Invesco Ltd. | History | Reduced | 30,594 | 539 | 0.0% | 0.0% | 59 | -7,960 | -20.65% | Q4 2025 | Feb 19, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 29,523 | 520 | 0.0% | — | 60 | +29,523 | New | Q4 2025 | Feb 17, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 23,879 | 421 | 0.0% | 0.0% | 61 | -26,697 | -52.79% | Q4 2025 | Feb 09, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 22,099 | 389 | 0.0% | 0.0% | 62 | -9,940 | -31.02% | Q4 2025 | Feb 12, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 20,849 | 367 | 0.0% | 0.01% | 63 | -27,668 | -57.03% | Q4 2025 | Feb 12, 2026 |
| GROUP ONE TRADING LLC | History | New | 19,032 | 335 | 0.0% | — | 64 | +19,032 | New | Q4 2025 | Feb 12, 2026 |
| US BANCORP \DE\ | History | Reduced | 17,771 | 313 | 0.0% | 0.0% | 65 | -6,991 | -28.23% | Q4 2025 | Jan 30, 2026 |
| Marks Group Wealth Management, Inc | History | Reduced | 16,278 | 287 | 0.03% | 0.05% | 66 | -245 | -1.48% | Q4 2025 | Feb 11, 2026 |
| Legacy Wealth Asset Management, LLC | History | Reduced | 15,903 | 280 | 0.07% | 0.18% | 67 | -6,237 | -28.17% | Q4 2025 | Jan 12, 2026 |
| Headlands Technologies LLC | History | New | 15,846 | 279 | 0.02% | — | 68 | +15,846 | New | Q4 2025 | Feb 13, 2026 |
| Erste Asset Management GmbH | History | No change | 15,100 | 269 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| IvyRock Asset Management (HK) Ltd | History | Reduced | 14,979 | 264 | 0.14% | 1.38% | 70 | -79,900 | -84.21% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 14,757 | 260 | 0.0% | — | 71 | +14,757 | New | Q4 2025 | Feb 17, 2026 |
| ExodusPoint Capital Management, LP | History | New | 13,618 | 240 | 0.0% | — | 72 | +13,618 | New | Q4 2025 | Feb 17, 2026 |
| Persistent Asset Partners Ltd | History | New | 12,339 | 217 | 0.1% | — | 73 | +12,339 | New | Q4 2025 | Feb 17, 2026 |
| OPPENHEIMER ASSET MANAGEMENT INC. | History | Reduced | 10,608 | 187 | 0.0% | 0.01% | 74 | -11,126 | -51.19% | Q4 2025 | Feb 02, 2026 |
| Virtu Financial LLC | History | New | 10,551 | 186 | 0.01% | — | 75 | +10,551 | New | Q4 2025 | Feb 23, 2026 |
| SG Americas Securities, LLC | History | Added to | 10,396 | 183 | 0.0% | 0.0% | 76 | +642 | 6.58% | Q4 2025 | Jan 09, 2026 |
| LMR Partners LLP | History | Reduced | 10,320 | 182 | 0.0% | 0.02% | 77 | -122,348 | -92.22% | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | Added to | 10,085 | 177 | 0.0% | 0.0% | 78 | +1,452 | 16.82% | Q4 2025 | Feb 17, 2026 |
| China Universal Asset Management Co., Ltd. | History | Reduced | 6,380 | 112 | 0.01% | 0.02% | 79 | -2,000 | -23.87% | Q4 2025 | Jan 29, 2026 |
| CITIGROUP INC | History | Reduced | 5,151 | 90 | 0.0% | 0.0% | 80 | -3,115 | -37.68% | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,329 | 23 | 0.0% | 0.0% | 81 | +753 | 130.73% | Q4 2025 | Jan 23, 2026 |
| CWM, LLC | History | Added to | 979 | 17 | 0.0% | 0.0% | 82 | +537 | 121.49% | Q4 2025 | Jan 26, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 884 | 15 | 0.0% | 0.0% | 83 | +87 | 10.92% | Q4 2025 | Feb 10, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 804 | 14 | 0.0% | 0.0% | 84 | +653 | 432.45% | Q4 2025 | Feb 17, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Reduced | 768 | 13 | 0.0% | 0.0% | 85 | -261 | -25.36% | Q4 2025 | Jan 27, 2026 |
| Horizon Investments, LLC | History | Reduced | 735 | 12 | 0.0% | 0.0% | 86 | -351 | -32.32% | Q4 2025 | Feb 02, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 650 | 11 | 0.0% | — | 87 | +650 | New | Q4 2025 | Mar 03, 2026 |
| Arax Advisory Partners | History | New | 409 | 7 | 0.0% | — | 88 | +409 | New | Q4 2025 | Feb 13, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 317 | 5 | 0.0% | 0.0% | 90 | -34,421 | -99.09% | Q4 2025 | Jan 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 302 | 5 | 0.0% | 0.0% | 89 | -683 | -69.34% | Q4 2025 | Feb 06, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 331 | 5 | 0.0% | 0.0% | 92 | +149 | 81.87% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 319 | 5 | 0.0% | 0.0% | 91 | -13 | -3.92% | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | Added to | 233 | 4 | 0.0% | — | 94 | +226 | 3228.57% | Q4 2025 | Jan 23, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 281 | 4 | 0.0% | 0.0% | 93 | -10 | -3.44% | Q4 2025 | Feb 13, 2026 |
| Quent Capital, LLC | History | No change | 230 | 4 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Parkside Financial Bank & Trust | History | New | 213 | 3 | 0.0% | — | 99 | +213 | New | Q4 2025 | Feb 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 201 | 3 | 0.0% | — | 103 | +201 | New | Q4 2025 | Feb 13, 2026 |
| SIMPLEX TRADING, LLC | History | New | 173 | 3 | 0.0% | — | 101 | +173 | New | Q4 2025 | Feb 11, 2026 |
| BESSEMER GROUP INC | History | New | 145 | 3 | 0.0% | — | 96 | +145 | New | Q4 2025 | Feb 05, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 203 | 3 | 0.0% | 0.0% | 102 | +27 | 15.34% | Q4 2025 | Feb 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 202 | 3 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| PRIVATE TRUST CO NA | History | No change | 206 | 3 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Daiwa Securities Group Inc. | History | No change | 150 | 3 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 157 | 2 | 0.0% | — | 104 | +157 | New | Q4 2025 | Feb 13, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 159 | 2 | 0.0% | 0.0% | 105 | +24 | 17.78% | Q4 2025 | Feb 11, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 62 | 1 | 0.0% | 0.0% | 108 | -62 | -50.0% | Q4 2025 | Feb 18, 2026 |
| Transamerica Financial Advisors, LLC | History | Added to | 73 | 1 | 0.0% | — | 106 | +56 | 329.41% | Q4 2025 | Feb 13, 2026 |
| IFP Advisors, Inc | History | No change | 94 | 1 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Capital World Investors | History | Closed out | 0 | 0 | — | 0.03% | — | -6,077,666 | -100.0% | Q3 2025 | Nov 13, 2025 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,049,537 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Allianz Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.03% | — | -815,000 | -100.0% | Q3 2025 | Nov 04, 2025 |
| MPM BioImpact LLC | History | Closed out | 0 | 0 | — | 4.13% | — | -745,060 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Woodline Partners LP | History | Closed out | 0 | 0 | — | 0.03% | — | -198,509 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -104,349 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TEMA ETFS LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -62,067 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Jefferies Financial Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -49,300 | -100.0% | Q3 2025 | Nov 13, 2025 |
| BAROMETER CAPITAL MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.32% | — | -41,900 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -22,200 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -19,465 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,514 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,283 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Polymer Capital Management (HK) LTD | History | Closed out | 0 | 0 | — | 0.06% | — | -13,902 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.04% | — | -13,033 | -100.0% | Q3 2025 | Nov 07, 2025 |
| SECTORAL ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.26% | — | -12,590 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Infini Capital Management Ltd | History | Closed out | 0 | 0 | — | 0.41% | — | -12,480 | -100.0% | Q3 2025 | Nov 13, 2025 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -11,600 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,586 | -100.0% | Q3 2025 | Nov 14, 2025 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,219 | -100.0% | Q3 2025 | Nov 12, 2025 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,132 | -100.0% | Q3 2025 | Nov 03, 2025 |
| ABC ARBITRAGE SA | History | Closed out | 0 | 0 | — | 0.03% | — | -10,388 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Vanguard Personalized Indexing Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,945 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -8,365 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -8,069 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Jasper Ridge Partners, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -8,024 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,003 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -7,497 | -100.0% | Q3 2025 | Nov 06, 2025 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.0% | — | -7,100 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PROFUND ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,767 | -100.0% | Q3 2025 | Nov 06, 2025 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,615 | -100.0% | Q3 2025 | Oct 23, 2025 |
| OneDigital Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,367 | -100.0% | Q3 2025 | Nov 10, 2025 |
| PEAK6 LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q3 2025 | Mar 30, 2026 |
| Icon Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,229 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Pictet Asset Management Holding SA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,700 | -100.0% | Q3 2025 | Nov 18, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,270 | -100.0% | Q3 2025 | Nov 12, 2025 |
| BARCLAYS PLC | History | Reduced | 1 | 0 | — | 0.0% | — | -734 | -99.86% | Q4 2025 | Feb 13, 2026 |
| Solstein Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -685 | -100.0% | Q3 2025 | Nov 12, 2025 |
| TD Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q3 2025 | Nov 24, 2025 |
| Allworth Financial LP | History | New | 50 | 0 | — | — | — | +50 | New | Q4 2025 | Feb 05, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Bell Investment Advisors, Inc | History | Reduced | 16 | 0 | — | 0.0% | — | -41 | -71.93% | Q4 2025 | Feb 24, 2026 |
| MONTAG A & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Marshall & Sterling Wealth Advisors Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -34 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Retirement Wealth Solutions LLC | History | Closed out | 0 | 0 | — | — | — | -29 | -100.0% | Q3 2025 | Oct 08, 2025 |
| North Star Investment Management Corp. | History | New | 27 | 0 | — | — | — | +27 | New | Q4 2025 | Jan 30, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 20 | 0 | — | 0.0% | — | -26 | -56.52% | Q4 2025 | Feb 06, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 21 | 0 | — | — | — | +21 | New | Q4 2025 | Feb 09, 2026 |
| CIBC Private Wealth Group LLC | History | New | 21 | 0 | — | — | — | +21 | New | Q4 2025 | Feb 12, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | — | — | -21 | -100.0% | Q3 2025 | Oct 09, 2025 |
| MAI Capital Management | History | New | 19 | 0 | — | — | — | +19 | New | Q4 2025 | Feb 13, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 40 | 0 | — | — | — | +19 | 90.48% | Q4 2025 | Feb 03, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | Reduced | 56 | 0 | — | 0.0% | — | -16 | -22.22% | Q4 2025 | Feb 05, 2026 |
| Crewe Advisors LLC | History | New | 12 | 0 | — | — | — | +12 | New | Q4 2025 | Jan 16, 2026 |
| Clearstead Advisors, LLC | History | New | 9 | 0 | — | — | — | +9 | New | Q4 2025 | Feb 09, 2026 |
| Rockefeller Capital Management L.P. | History | New | 8 | 0 | — | — | — | +8 | New | Q4 2025 | Mar 16, 2026 |
| Larson Financial Group LLC | History | Reduced | 1 | 0 | — | — | — | -5 | -83.33% | Q4 2025 | Feb 06, 2026 |
| Ancora Advisors LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Blue Trust, Inc. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |