LPL Financial LLC

All 13F Filings

Location
Fort Mill, SC
Most recent 13F
Q4 2025
Holdings value ($000)
366,181,024
Description
Fort Mill South Carolina based capital markets oriented portfolio platform with a limited liability advisory organization and a governance centered and selective investment mandate. The approach emphasizes long duration private asset evaluation, asset liability coordination, and planning integrated mandate design for capital markets connected portfolios. Decision making is guided by risk budgets, governance discipline, and pragmatic portfolio controls through fundamental conviction testing and mandate calibration.
Founded
1989
Chairman
CEO
Rich Steinmeier
All SEC filings
View on sec.gov

Sector allocation over time (stocks only)

Stacked by quarter. Hover to see detailed sector breakdown for any quarter.

Quarter Date Filed Holdings Value ($000) Form Type Name
Q4 2025 2/11/2026 5,869 366,181,024 13F-HR LPL Financial LLC
Q3 2025 11/12/2025 5,793 343,111,257 13F-HR LPL Financial LLC
Q2 2025 8/12/2025 5,548 299,807,977 13F-HR LPL Financial LLC
Q1 2025 5/7/2025 5,344 257,147,939 13F-HR LPL Financial LLC
Q4 2024 2/11/2025 5,274 246,016,246 13F-HR LPL Financial LLC
Q3 2024 11/8/2024 5,156 224,320,475 13F-HR LPL Financial LLC
Q2 2024 8/7/2024 5,007 200,767,695 13F-HR LPL Financial LLC
Q1 2024 5/10/2024 4,909 186,265,560 13F-HR LPL Financial LLC
Q4 2023 2/14/2024 4,792 165,111,641 13F-HR LPL Financial LLC
Q3 2023 11/13/2023 4,684 142,844,674 13F-HR LPL Financial LLC
Q2 2023 7/31/2023 4,584 139,951,914 13F-HR LPL Financial LLC
Q1 2023 5/10/2023 4,482 128,471,678 13F-HR LPL Financial LLC
Q4 2022 2/7/2023 4,451 116,786,055 13F-HR LPL Financial LLC
Q3 2022 11/14/2022 4,416 103,648,617 13F-HR LPL Financial LLC
Q2 2022 8/12/2022 4,418 105,258,978 13F-HR LPL Financial LLC
Q1 2022 5/16/2022 4,174 116,366,016 13F-HR LPL Financial LLC
Q4 2021 2/14/2022 4,335 119,151,696 13F-HR LPL Financial LLC
Q3 2021 11/15/2021 4,319 106,490,483 13F-HR LPL Financial LLC
Q2 2021 8/13/2021 4,218 98,898,818 13F-HR LPL Financial LLC
Q1 2021 5/14/2021 4,071 86,992,284 13F-HR LPL Financial LLC
Q4 2020 2/12/2021 3,805 77,221,974 13F-HR LPL Financial LLC
Q3 2020 11/9/2020 3,545 64,033,078 13F-HR LPL Financial LLC
Q2 2020 8/13/2020 3,458 57,394,151 13F-HR LPL Financial LLC
Q1 2020 5/14/2020 3,202 46,422,419 13F-HR LPL Financial LLC
Q4 2019 2/14/2020 3,341 54,954,139 13F-HR LPL Financial LLC
Q2 2014 8/5/2014 2,677 17,166,593 13F-HR/A - RESTATEMENT LPL Financial LLC
Q2 2014 8/5/2014 2,677 4,630,829 13F-HR LPL Financial LLC
Q1 2014 5/12/2014 2,637 16,271,106 13F-HR LPL Financial LLC
Q4 2013 2/13/2014 2,644 16,015,166 13F-HR LPL Financial LLC
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Money flow by instrument (QoQ, ex-options)
Derivatives reported exposure ($000): 416.6 K (0.1% of total reported value) · QoQ Δ: -95.59 K
Type Value ($000) Share % Inflow Outflow Net
Stocks 270.6 M 74.1% 18.04 M 0 18.04 M
ETFs 88.61 M 24.3% 4.63 M 0 4.63 M
Debt 3.163 M 0.9% 326.5 K 0 326.5 K
Other 2.825 M 0.8% 120.5 K 0 120.5 K
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Fund Snapshot

Q4 2025
Latest filed
2/11/2026
Total value ($000)
366,181,024
Holdings
5869
QoQ value change ($000)
23,069,767 (6.7%)
Value = total reported 13F value ($000), Holdings = number of positions.
13F Value over time
Holdings count over time
Sector allocation (latest, stocks only)
Methodology: sector allocation is stocks-only; instrument flow table is ex-options; options exposure is shown separately. Details.