NorthRock Partners, LLC

All 13F Filings

Location
Minneapolis, MN
Most recent 13F
Q4 2025
Holdings value ($000)
5,926,839
Description
Minneapolis Minnesota based fiduciary portfolio advisory practice with a limited liability advisory organization and a cycle aware and portfolio focused investment mandate. The approach emphasizes planning integrated mandate design, valuation discipline and downside awareness, and fundamental research depth for planning centered advisory portfolios. Mandate delivery is supported by disciplined controls, selective risk taking, and consistent review practices through portfolio resilience planning and mandate continuity.
Website
Founded
Chairman
CEO
All SEC filings
View on sec.gov

Sector allocation over time (stocks only)

Stacked by quarter. Hover to see detailed sector breakdown for any quarter.

Quarter Date Filed Holdings Value ($000) Form Type Name
Q4 2025 2/17/2026 619 5,926,839 13F-HR NorthRock Partners, LLC
Q3 2025 11/14/2025 871 5,538,523 13F-HR NorthRock Partners, LLC
Q2 2025 11/14/2025 682 3,839,789 13F-HR/A - RESTATEMENT NorthRock Partners, LLC
Q2 2025 7/25/2025 910 3,866,881 13F-HR NorthRock Partners, LLC
Q1 2025 5/8/2025 852 2,979,793 13F-HR NorthRock Partners, LLC
Q4 2024 4/22/2025 775 3,070,314 13F-HR/A - RESTATEMENT NorthRock Partners, LLC
Q4 2024 2/14/2025 593 3,058,684 13F-HR NorthRock Partners, LLC
Q3 2024 4/22/2025 833 3,041,846 13F-HR/A - RESTATEMENT NorthRock Partners, LLC
Q3 2024 10/30/2024 368 1,131,586 13F-HR NorthRock Partners, LLC
Q2 2024 4/22/2025 810 2,659,477 13F-HR/A - RESTATEMENT NorthRock Partners, LLC
Q2 2024 8/6/2024 387 1,116,227 13F-HR NorthRock Partners, LLC
Q1 2024 4/22/2025 814 2,606,074 13F-HR/A - RESTATEMENT NorthRock Partners, LLC
Q1 2024 5/7/2024 411 1,181,783 13F-HR NorthRock Partners, LLC
Q4 2023 4/22/2025 750 2,389,941 13F-HR/A - RESTATEMENT NorthRock Partners, LLC
Q4 2023 2/8/2024 387 1,071,682 13F-HR NorthRock Partners, LLC
Q3 2023 10/24/2023 354 958,578 13F-HR NorthRock Partners, LLC
Q2 2023 8/2/2023 313 913,119 13F-HR NorthRock Partners, LLC
Q1 2023 5/4/2023 327 939,405 13F-HR NorthRock Partners, LLC
Q4 2022 2/1/2023 342 878,553 13F-HR NorthRock Partners, LLC
Q3 2022 11/2/2022 300 860,449 13F-HR NorthRock Partners, LLC
Q2 2022 8/4/2022 305 962,081 13F-HR NorthRock Partners, LLC
Q1 2022 5/5/2022 337 1,111,824 13F-HR NorthRock Partners, LLC
Q4 2021 2/7/2022 337 1,334,913 13F-HR NorthRock Partners, LLC
Q3 2021 11/12/2021 283 1,223,386 13F-HR NorthRock Partners, LLC
Q2 2021 8/12/2021 257 1,197,146 13F-HR NorthRock Partners, LLC
Q1 2021 5/11/2021 234 1,099,351 13F-HR NorthRock Partners, LLC
Q4 2020 2/8/2021 233 1,014,765 13F-HR NorthRock Partners, LLC
Q3 2020 11/12/2020 222 901,631 13F-HR NorthRock Partners, LLC
Q2 2020 8/13/2020 212 844,125 13F-HR/A - RESTATEMENT NorthRock Partners, LLC
Q2 2020 8/11/2020 217 844,541 13F-HR NorthRock Partners, LLC
Q1 2020 5/13/2020 200 714,034 13F-HR NorthRock Partners, LLC
Q4 2019 2/12/2020 280 946,664 13F-HR/A - RESTATEMENT NorthRock Partners, LLC
Q4 2019 2/12/2020 280 946,664 13F-HR NorthRock Partners, LLC
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Money flow by instrument (QoQ, ex-options)
Derivatives reported exposure ($000): 7.988 K (0.1% of total reported value) · QoQ Δ: -2.378 K
Type Value ($000) Share % Inflow Outflow Net
Stocks 4.476 M 75.7% 0 157.7 K -157.7 K
ETFs 1.366 M 23.1% 530.3 K 0 530.3 K
Debt 3.249 K 0.1% 528 0 528
Other 70.67 K 1.2% 17.18 K 0 17.18 K
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Fund Snapshot

Q4 2025
Latest filed
2/17/2026
Total value ($000)
5,926,839
Holdings
619
QoQ value change ($000)
388,316 (7.0%)
Value = total reported 13F value ($000), Holdings = number of positions.
13F Value over time
Holdings count over time
Sector allocation (latest, stocks only)
Methodology: sector allocation is stocks-only; instrument flow table is ex-options; options exposure is shown separately. Details.