Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
All 13F Filings
- Location
- Seattle, WA
- Most recent 13F
- Q4 2025
- Holdings value ($000)
- 5,614,605
- Description
- Seattle Washington based planning integrated investment advisor with a limited liability advisory organization and a disciplined and process driven investment mandate. The approach emphasizes planning integrated mandate design, valuation discipline and downside awareness, and fundamental research depth for private client and family mandates. Risk framing is embedded in allocation decisions, position sizing, and portfolio construction discipline through investment committee cadence and implementation consistency.
- Website
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- Founded
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- Chairman
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- CEO
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- All SEC filings
- View on sec.gov
Sector allocation over time (stocks only)
Stacked by quarter. Hover to see detailed sector breakdown for any quarter.
| Quarter | Date Filed | Holdings | Value ($000) | Form Type | Name |
|---|---|---|---|---|---|
| Q4 2025 | 1/16/2026 | 895 | 5,614,605 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q3 2025 | 11/10/2025 | 793 | 4,998,782 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q2 2025 | 7/21/2025 | 688 | 4,430,047 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q1 2025 | 5/8/2025 | 650 | 3,887,891 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q4 2024 | 1/22/2025 | 612 | 3,686,127 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q3 2024 | 11/1/2024 | 570 | 3,564,145 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q2 2024 | 8/9/2024 | 562 | 3,374,839 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q1 2024 | 5/7/2024 | 530 | 3,313,079 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q4 2023 | 2/6/2024 | 498 | 3,010,836 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q3 2023 | 11/3/2023 | 465 | 2,553,286 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q2 2023 | 8/11/2023 | 460 | 2,485,480 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q1 2023 | 5/9/2023 | 463 | 2,305,877 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q4 2022 | 2/8/2023 | 459 | 2,123,127 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q3 2022 | 11/3/2022 | 467 | 1,908,402 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q2 2022 | 8/2/2022 | 463 | 1,905,522 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q1 2022 | 5/13/2022 | 493 | 2,005,655 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q4 2021 | 2/14/2022 | 517 | 2,002,919 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q3 2021 | 11/2/2021 | 451 | 1,755,771 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q2 2021 | 8/12/2021 | 443 | 1,651,114 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q1 2021 | 5/17/2021 | 393 | 1,248,438 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q4 2020 | 2/12/2021 | 381 | 1,311,797 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q3 2020 | 11/12/2020 | 345 | 1,170,549 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q2 2020 | 8/12/2020 | 331 | 1,072,233 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q1 2020 | 5/11/2020 | 320 | 914,842 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q4 2019 | 2/13/2020 | 329 | 910,045 | 13F-HR | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
| Q2 2014 | 7/17/2014 | 101 | 403,389 | 13F-HR | Empirical Financial Services, LLC |
| Q1 2014 | 5/6/2014 | 98 | 379,736 | 13F-HR | Empirical Financial Services, LLC |
| Q4 2013 | 1/24/2014 | 93 | 353,641 | 13F-HR | Empirical Financial Services, LLC |
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Money flow by instrument (QoQ, ex-options)
Derivatives reported exposure ($000):
39.53 K
(0.7% of total reported value)
· QoQ Δ:
+11.95 K
| Type | Value ($000) | Share % | Inflow | Outflow | Net |
|---|---|---|---|---|---|
| Stocks | 4.755 M | 85.3% | 567.4 K | 0 | 567.4 K |
| ETFs | 806.3 K | 14.5% | 34.37 K | 0 | 34.37 K |
| Debt | 11.92 K | 0.2% | 1.387 K | 0 | 1.387 K |
| Other | 1.977 K | 0.0% | 491 | 0 | 491 |
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Fund Snapshot
Q4 2025
Latest filed
1/16/2026
Total value ($000)
5,614,605
Holdings
895
QoQ value change ($000)
615,823
(12.3%)
Value = total reported 13F value ($000), Holdings = number of positions.
13F Value over time
Holdings count over time
Sector allocation (latest, stocks only)
Methodology:
sector allocation is stocks-only;
instrument flow table is ex-options;
options exposure is shown separately.
Details.