CONFLUENCE INVESTMENT MANAGEMENT LLC

All 13F Filings

Location
St. Louis, MO
Most recent 13F
Q1 2026
Holdings value ($000)
6,440,688
Description
St. Louis Missouri based advisory led wealth manager with an independent advisory structure and a disciplined and process driven investment mandate. The approach emphasizes active stewardship and governance oversight, planning integrated mandate design, and valuation discipline and downside awareness for fiduciary household mandates. Portfolio governance emphasizes clear accountability, measured exposure, and resilient implementation through allocation integrity standards and exposure consistency.
Website
Founded
Chairman
CEO
All SEC filings
View on sec.gov

Sector allocation over time (stocks only)

Stacked by quarter. Hover to see detailed sector breakdown for any quarter.

Quarter Date Filed Holdings Value ($000) Form Type Name
Q1 2026 4/1/2026 295 6,440,688 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q4 2025 1/5/2026 310 6,673,837 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q3 2025 10/14/2025 294 7,009,398 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q2 2025 7/1/2025 287 7,077,480 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q1 2025 4/1/2025 294 6,944,798 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q4 2024 1/2/2025 299 7,208,870 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q3 2024 10/31/2024 298 7,482,005 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q2 2024 7/1/2024 299 6,929,083 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q1 2024 4/1/2024 296 7,436,065 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q4 2023 11/5/2024 294 7,074,071 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q3 2023 10/10/2023 290 6,461,517 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q2 2023 7/3/2023 298 6,864,386 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q1 2023 4/4/2023 301 6,788,674 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q4 2022 1/4/2023 305 6,702,063 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q3 2022 10/3/2022 298 5,993,386 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q2 2022 7/12/2022 310 6,416,675 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q1 2022 4/4/2022 310 7,149,891 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q4 2021 1/4/2022 306 7,531,661 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q3 2021 10/4/2021 299 7,126,206 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q2 2021 7/1/2021 302 7,523,839 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q1 2021 4/5/2021 300 7,124,419 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q4 2020 1/25/2021 302 6,722,320 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q3 2020 10/19/2020 293 6,150,172 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q2 2020 7/1/2020 291 5,991,744 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q1 2020 6/3/2020 291 5,263,776 13F-HR/A - RESTATEMENT CONFLUENCE INVESTMENT MANAGEMENT LLC
Q1 2020 4/8/2020 291 5,249,906 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q4 2019 6/2/2020 291 6,250,263 13F-HR/A - RESTATEMENT CONFLUENCE INVESTMENT MANAGEMENT LLC
Q4 2019 1/29/2020 283 6,799,319 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q2 2019 6/2/2020 291 6,250,263 13F-HR/A - RESTATEMENT CONFLUENCE INVESTMENT MANAGEMENT LLC
Q2 2014 7/21/2014 257 2,185,752 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q1 2014 5/7/2014 252 1,974,435 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
Q4 2013 2/4/2014 255 1,807,652 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC
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Money flow by instrument (QoQ, ex-options)
Type Value ($000) Share % Inflow Outflow Net
Stocks 5.639 M 87.5% 0 1.035 M -1.035 M
ETFs 801.9 K 12.5% 801.9 K 0 801.9 K
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Fund Snapshot

Q1 2026
Latest filed
4/1/2026
Total value ($000)
6,440,688
Holdings
295
QoQ value change ($000)
-233,149 (-3.5%)
Value = total reported 13F value ($000), Holdings = number of positions.
13F Value over time
Holdings count over time
Sector allocation (latest, stocks only)
Methodology: sector allocation is stocks-only; instrument flow table is ex-options; options exposure is shown separately. Details.